Tracy Ellen Calder

Inga fler pågående positioner

66 år

Finance

Consumer Services

Commercial Services

Profil

Tracy Ellen Calder worked as a Managing Director & Chief Compliance Officer at JPMorgan Securities LLC from 2013 to 2016, as a Chief Risk Officer & Managing Director at LPL Financial Holdings, Inc. from 2016 to 2020, and as a Chief Compliance Officer at UBS Financial Services, Inc. from 2005 to 2012.
Prior to that, she worked as a Principal at PaineWebber, Inc. from 1994 to 2011 and as an Associate at Seward & Kissel LLP.
She also worked as a Senior Vice President at Wells Fargo Clearing Services LLC from 2012 to 2013.
Ms. Calder received an undergraduate degree from Fordham University and a graduate degree from The University of North Carolina at Charlotte.

Tidigare kända positioner av Tracy Ellen Calder

Företag	Position	Slut
LPL FINANCIAL HOLDINGS INC.	Företagsledare/Principal	2020-04-01
JPMorgan Securities LLC JPMorgan Securities LLC Investment Banks/BrokersFinance Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions	Företagsledare/Principal	2016-01-01
Wells Fargo Clearing Services LLC Wells Fargo Clearing Services LLC Investment ManagersFinance WFCS offers a variety of advisory programs. The firm's separately managed programs give clients the flexibility to select a model-based approach to separate account management or to customize a portfolio of individual professional money managers. Their mutual fund advisory programs are designed to help clients take advantage of the expertise of professional money managers through mutual funds or current market trends through ETFs. Through their financial advisor-directed portfolio management programs, a client's Financial Advisor takes on the responsibility of making day-to-day investment decisions.	Företagsledare/Principal	2013-07-01
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium.	Företagsledare/Principal	2012-02-01
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Företagsledare/Principal	2011-04-01

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Privata företag	8
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium.	Finance
JPMorgan Securities LLC JPMorgan Securities LLC Investment Banks/BrokersFinance Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions	Finance
LPL Financial Holdings, Inc. LPL Financial Holdings, Inc. Investment Banks/BrokersFinance Operates as an investment holding company with interests in technology, brokerage and investment advisory services	Finance
Seward & Kissel LLP Seward & Kissel LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Finance
Fordham University Fordham University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
The University of North Carolina at Charlotte The University of North Carolina at Charlotte Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Wells Fargo Clearing Services LLC Wells Fargo Clearing Services LLC Investment ManagersFinance WFCS offers a variety of advisory programs. The firm's separately managed programs give clients the flexibility to select a model-based approach to separate account management or to customize a portfolio of individual professional money managers. Their mutual fund advisory programs are designed to help clients take advantage of the expertise of professional money managers through mutual funds or current market trends through ETFs. Through their financial advisor-directed portfolio management programs, a client's Financial Advisor takes on the responsibility of making day-to-day investment decisions.	Finance