John Schwartz

Compliance Officer på ROYCE GLOBAL TRUST, INC.

55 år

Miscellaneous

Finance

Consumer Services

Profil

Mr. John P.
Schwartz is a Chief Compliance Officer at Royce Small Cap Trust, a Chief Compliance Officer at Royce Global Trust Inc., a Chief Compliance Officer at The Royce Fund and a Chief Compliance Officer at Royce Micro Cap Trust.
Mr. Schwartz was previously employed as a Head of Sales & Marketing by Redwood Investments LLC, a Senior Managing Director by State Street Global Markets LLC, and a Vice President by Goldman Sachs & Co. LLC.
He received his undergraduate degree from Georgetown University and an MBA from Harvard University.

Aktiva positioner av John Schwartz

Företag	Position	Start
ROYCE GLOBAL TRUST, INC.	Compliance Officer	2022-05-01
ROYCE SMALL-CAP TRUST, INC.	Compliance Officer	2023-05-01
ROYCE MICRO-CAP TRUST, INC.	Compliance Officer	2022-01-01
The Royce Fund The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Compliance Officer	2022-04-01

Alla aktiva positioner av John Schwartz

Tidigare kända positioner av John Schwartz

Företag	Position	Slut
State Street Global Markets LLC State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Företagsledare/Principal	2009-12-31
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Företagsledare/Principal	-
Redwood Investments LLC Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile.	Försäljning & Marknadsföring	-

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Kopplade företag

Privata företag	9
The Royce Fund The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
State Street Global Markets LLC State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Redwood Investments LLC Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile.	Finance
Royce Small Cap Trust Royce Small Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Royce Micro Cap Trust Royce Micro Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Royce Global Trust Inc. Royce Global Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Harvard University Harvard University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Georgetown University Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services