Richard Fred Glass

DIMA typically invest in securities that appear to offer the best potential to meet client needs, which may include any number of factors such as: yield, value, growth, income, etc. The firm utilizes a variety of quantitative and qualitative techniques in trying to meet clients' investment objectives. Portfolio management constructs the strategy using a combination of top-down macro views and bottom-up research along with risk management strategies.

MSIM’s investment strategies span the risk/return spectrum across geographies, investment styles and asset classes, including equity, fixed income, alternatives and private markets. When considering their clients’ unique investment profiles, the firm applies a holistic approach, with a goal of incorporating the different factors affecting investors’ investment decisions. The firm combines top-down country allocation with bottom-up stock selection and disciplined risk management.

Provides investment advice

Functions as a College/University

NBBD-IM offers clients investment solutions across asset classes, styles, capitalizations and geographies in both public and private markets, as well as multi-asset class solutions that bring them all together. For equity investments, the firm tends to focus on stocks with solid balance sheets, relatively low price-to-earnings ratios, low price-to-cash flow ratios, strong cash flows, above-average yields, sustainable earnings growth, reasonable valuation multiples relative to growth prospects, sound franchise values and significant insider ownership. They use both top-down and bottom-up analysis to select investments. In addition, the firm uses options and futures and occasionally invests in ADRs and private equity opportunities.

Lockwell Investments is a value manager that focuses on investments in high-quality companies whose valuations do not accurately reflect their intrinsic value. The firm employs fundamental, bottom-up proprietary research to identify fundamentally-sound companies whose valuations are depressed for understandable reasons and which are undergoing positive changes. Lockwell's Small-Cap Value Strategy seeks to outperform the Russell 2000 Value Index in a risk controlled manner. The portfolio typically holds 75 to 100 securities, with a maximum position size of 5%. At least 80% of the portfolio's holdings, at the time of purchase, will have a market-cap of the greater of $2 billion or the high point of the benchmark. Turnover in the portfolio is typically 30% to 40% per year. The firm's Small/Mid (SMID) Cap Value Strategy seeks to outperform the Russell 2500 Value Index in a risk controlled manner. The portfolio typically holds 50 to 75 securities, with a maximum position size of 5%. At least 80% of the portfolio's holdings, at the time of purchase, will have a market-cap of the greater of $7.5 billion or the high point of the benchmark. Turnover in the portfolio is typically 40% to 50% per year.

GCM evaluates the current investments of each client with respect to risk tolerance levels and time horizon. The firm uses long-term trading and analysis methods such as fundamental analysis, quantitative analysis and technical analysis.