Patrick Halter

Provides retirement plans, asset management and insurance services

Provides retirement, annuities, life, term insurance and financial planning services

Operates as an association of mutual funds, exchange-traded funds, closed-end funds and unit investment trusts

Principal Real Estate offers a number of real estate investment strategies relating to direct and indirect investment in real estate and real estate interests. The strategies fall into four different areas: private equity real estate; public real estate equity securities issued by real estate investment trusts (REITs) and other companies involved in the commercial real estate business; private real estate debt; and public real estate debt securities, such as commercial mortgage-backed securities (CMBS). The firm combines top-down technical analysis and a bottom-up fundamental approach to arrive at a consistent and informed investment decision.

Acts as Closed-End Investment Fund/Investment Trust

Principal AM has divided their investment management operations into several unique boutiques. The equities boutiques render advice primarily for equity securities. They utilize internally generated fundamental research that focuses on bottom-up stock selection within a sophisticated comparative framework. The fixed income boutique renders advice primarily for debt securities. Their currency boutiques render advice for active and passive currency. Applying a fundamental-discretionary, macroeconomic theme-based investment approach to portfolio management, the strategies include absolute return as well as base currency hedging strategies.

Post is a client-centered, active credit investment management firm that combines deep investment knowledge and a disciplined risk-management approach with a goal of delivering attractive risk-adjusted returns across macro-economic and market cycles. They offer a broad range of high yield and senior loan investment and credit strategies. Their process combines rigorous bottom-up fundamental credit research and analysis with an emphasis on downside risk mitigation. They augment their bottom-up credit research process with a top-down macro and technical overlay to enhance risk management with a goal of positioning their portfolios to achieve attractive relative and absolute performance through market and macroeconomic cycles.

Provides investment management and insurance services

Manages mutual fund