Profil
James Shorris currently works at FIRE Solutions, Inc., as Director from 2015.
Mr. Shorris also formerly worked at Choate, Hall & Stewart LLP, as Associate in 1997, BMO Capital Markets Corp.
(Canada), as Chief Compliance Officer, BMO Capital Markets Corp., as Chief Compliance Officer, LPL Financial LLC, as Executive Vice President & Associate Counsel, Tucker Anthony, Inc., as Senior Vice President & Deputy General Counsel in 2001, BMC Partners LLP, as Of Counsel in 2003, Morgan, Lewis & Bockius LLP, as Associate in 1992, Financial Industry Regulatory Authority, Inc., as Executive Vice President in 2011, New York County District Attorney's Office, as Assistant District Attorney in 1990, National Association of Securities Dealers, Inc., as Senior Vice President in 2006, and Curaleaf Holdings, Inc., as Chief Compliance Officer from 2020 to 2024.
Mr. Shorris received his undergraduate degree in 1982 from Macalester College and graduate degree from Case Western Reserve University School of Law.
Aktiva positioner av James Shorris
| Företag | Position | Start |
|---|---|---|
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Direktör/Styrelseledamot | 2015-01-29 |
Tidigare kända positioner av James Shorris
| Företag | Position | Slut |
|---|---|---|
| CURALEAF HOLDINGS, INC. | Compliance Officer | 2024-12-01 |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Företagsledare/Principal | 2011-04-30 |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Företagsledare/Principal | 2006-03-31 |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Generell Rådgivare | 2003-10-31 |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Företagsledare/Principal | 2001-11-30 |
James Shorriss utbildningar
Erfarenheter
Innehade positioner
Aktiva
Inaktiva
Börsnoterade företag
Privata företag
Relationer
Första gradens relationer
Företag kopplade till första graden
Man
Kvinna
Styrelseledamöter
Chefer
Kopplade företag
| Privata företag | 14 |
|---|---|
Choate, Hall & Stewart LLP
Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BMO Capital Markets Corp. (Canada)
BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Provides brokerage services | Finance |
BMO Capital Markets Corp.
BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis. | Finance |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Morgan, Lewis & Bockius LLP
Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Commercial Services |
Macalester College
Macalester College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
New York County District Attorney's Office
New York County District Attorney's Office General GovernmentGovernment Provides law services to people | Government |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Finance |
Case Western Reserve University School of Law
Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Curaleaf Holdings, Inc.
Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company | Process Industries |
















