Profil
Carlo V.
di Florio is President at Foreside Financial Group LLC (New York) since 2024.
Mr. di Florio is Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. since 2013.
Former roles include Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society, Partner at PricewaterhouseCoopers LLP, and President at Foreside Financial Group LLC.
Education includes undergraduate studies at Tulane University (Louisiana), and graduate degrees from The Pennsylvania State University and Georgetown University.
Aktiva positioner av Carlo V. di Florio
| Företag | Position | Start |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Företagsledare/Principal | 2013-06-24 |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | President | 2024-10-01 |
Tidigare kända positioner av Carlo V. di Florio
| Företag | Position | Slut |
|---|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Företagsledare/Principal | - |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | President | - |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Compliance Officer | - |
Carlo V. di Florios utbildningar
Erfarenheter
Innehade positioner
Aktiva
Inaktiva
Börsnoterade företag
Privata företag
Relationer
Första gradens relationer
Företag kopplade till första graden
Man
Kvinna
Styrelseledamöter
Chefer
Kopplade företag
| Privata företag | 8 |
|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Commercial Services |
Tulane University (Louisiana)
Tulane University (Louisiana) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The Pennsylvania State University
The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgetown University
Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Consumer Services |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Commercial Services |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
















