![Stephen Roman](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Stephen Roman
Compliance Officer på
CION INVESTMENT CORPORATION
Förmögenhet: 93 095 $ per 2026-06-30
Profil
Stephen Roman currently works at CION Investment Corp., as Secretary & Chief Compliance Officer from 2016, CFA Institute, as Member, CION Investment Management LLC, as Vice President from 2013, and Cion Grosvenor Infrastructure, as Chief Compliance Officer from 2023.
Mr. Roman received his undergraduate degree from New York University and graduate degree from Northwestern University School of Law.
Kända innehav i offentliga företag
| Företag | Datum | Antal aktier | Värdering | Värderingsdatum |
|---|---|---|---|---|
CION INVESTMENT CORP. 0,03 % | 2026-04-30 | 14 943 ( 0,03 % ) | 93 095 $ | 2026-06-30 |
Aktiva positioner av Stephen Roman
| Företag | Position | Start |
|---|---|---|
| CION INVESTMENT CORPORATION | Compliance Officer | 2016-02-01 |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Företagsledare/Principal | - |
CION Investment Management LLC
 CION Investment Management LLC Investment ManagersFinance Provides investment advice | Företagsledare/Principal | 2013-08-01 |
Stephen Romans utbildningar
Erfarenheter
Innehade positioner
Aktiva
Inaktiva
Börsnoterade företag
Privata företag
Relationer
66
Första gradens relationer
5
Företag kopplade till första graden
Man
Kvinna
Styrelseledamöter
Chefer
Kopplade företag
| Privata företag | 5 |
|---|---|
CION Investment Corp.
 CION Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
New York University
 New York University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Commercial Services |
CION Investment Management LLC
CION Investment Management LLC Investment ManagersFinance Provides investment advice | Finance |
Northwestern University School of Law
 Northwestern University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
